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Capital Markets Authority
Results: 196

#	Item
191	PRESS RELEASE EASRA to address trading challenges of cross listed securities Kampala, Uganda: 23rd October, 2012….The East African Capital Markets regulators under their regional forum- East African Securities Regulato Add to Reading List Source URL: www.cmauganda.co.ug Language: English - Date: 2013-06-01 08:51:51 Kampala District Economics Capital Markets Authority Government of Uganda East Africa Capital market International Organization of Securities Commissions African Economic Community Africa Economy of Uganda Uganda
192	PUBLIC NOTICE NOTICE OF ENFORCEMENT ACTION AGAINST FIDELITY CAPITAL MANAGEMENT The Capital Markets Authority (CMA) was established under the Capital Markets Authority Act, Cap 84 of the Laws of Uganda. The CMA is a statu Add to Reading List Source URL: www.cmauganda.co.ug Language: English - Date: 2013-06-01 08:51:38 Government of Uganda Financial economics Economics Capital Markets Authority Fidelity Investments Broker-dealer Kampala District Uganda Economy of Uganda
193	REGULATORY NOTICE No[removed]Date: Add to Reading List Source URL: www.cmauganda.co.ug Language: English - Date: 2013-06-01 08:51:40 Financial markets Financial services Investment Broker-dealer Fixed income market Capital Markets Authority Financial adviser Net capital rule Financial economics Finance Economics
194	PUBLIC NOTICE REVOCATION OF INVESTMENT ADVISOR LICENSE OF BULLION CAPITAL LIMITED Add to Reading List Source URL: www.cmauganda.co.ug Language: English - Date: 2013-06-01 08:51:40 Government of Uganda Capital Markets Authority CMA Kampala District Uganda Economy of Uganda
195	Date: 12 December 2013 ESMA[removed]PRESS RELEASE ESMA appoints new Securities Markets Stakeholders Group members The European Securities and Markets Authority (ESMA) has announced the composition of its Add to Reading List Source URL: www.porssisaatio.fi Language: English - Date: 2013-12-16 07:02:06 European Securities and Markets Authority European Insurance and Occupational Pensions Authority Trade associations Capital market Financial regulation ICMA Corporate governance Business Europe European Union Financial markets Esma
196	Leaddog Capital Markets, LLC, f/k/a LeadDog Capital Partners, Inc., Chris Messalas, and Joseph Larocco, Esq. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-15 14:12:34 Hedge fund Registered Investment Advisor U.S. Securities and Exchange Commission Collective investment scheme Financial adviser Financial Industry Regulatory Authority Investment Advisers Act Accredited investor Financial economics Investment Finance

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